Assisting You To Reach Your practice and Life Goals


Simply RIA

The process of setting up an RIA or becoming an IAR isn’t simple in the least. It’s not a one-size-fits-all process made for everyone. However, we at SimplyRIA can make the process as simple and stress-free for you as possible. Simplicity is in our name and you’ll find out why more and more businesses are favoring our approach to setting up their RIA or becoming an IAR.

Registration Services

Our process is designed to not only create your customized State or SEC level RIA Firm, but also to make sure all the requirements are being properly met for your firm’s registration. This allows you to focus on what’s most important to you; getting your firm ready for business.

Compliance Services

Let SimplyRIA relieve you and your Firm of the intricacies of making sure your RIA and IARs are ALWAYS in compliance.  SimplyRIA offers (2) Tier Levels of ongoing compliance services. Additionally, we offer a number of a la carte services we make available to pick and choose individual services they may need.

Document Services

Once you become an RIA Firm, you will need to provide all of the necessary compliance documents to both your Clients and the Advisors within your Firm. This process can be time consuming and can take away from what is important, running your business. That’s where we come in.

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Why Us

SimplyRIA is Here to Assist

We know it’s a daunting task when you create your new RIA firm. Not only are you looking for help with the paperwork and process, but also the ins and outs of running your own business. You need a website, online presence, marketing materials, business cards, brochures, etc. You need to find a financial needs analysis tool, a custodian, and possibly an asset manager. On top of that, you won’t get the “support” of your old wirehouse or broker/dealer. But don’t worry, we can take care of it all while working on getting your RIA off the ground. Our experts in marketing and sales are ready to support your business.